With the passage of the JOBS Act in March of 2012, one of the main concerns of the bill was the fraud that could take place by relaxing the rules on assisting small businesses in raising the needed capital to either get them up and running or expanding their operations.

WealthForge, LLC is a registered Broker Dealer with the Securities and Exchange Commission (SEC) and a member of the Financial Industry Regulatory Authority (FINRA). As a member of FINRA and being registered with the SEC, WealthForge, LLC is required under rules and laws to do its utmost to protect any and all parties involved in using the WealthForge, LLC platform.

Although to most individuals this process may seem a little superfluous in detail, we believe it is not only the rules or the law, but it is in the best interest of all parties to obtain as much information as possible in order to make an informed and sound investment decision.

Please take a few minutes to review the actual rules of compliance that WealthForge, LLC will use in an attempt to do the best collection and dissemination of all pertinent information needed in the Due Diligence process.